Financial Crime
Financial Crime Control Review
Support for firms strengthening the administrative controls around sanctions screening, PEP workflow, adverse-media review, alert handling and escalation routes.
Overview
Financial crime controls depend on consistent workflows, clear control ownership and documented evidence. BlackCores & Partners helps firms map, review and strengthen these processes to create review-ready evidence and board-ready reporting.
What we can review
- Sanctions screening workflow and trigger points
- PEP screening process and approval routes
- Adverse-media review notes and escalation
- Alert handling evidence and resolution records
- Screening frequency and periodic review triggers
- Client and counterparty risk flags
- Control owner mapping and accountability
- Issue and breach logs
- Management reporting packs
- Escalation and approval route documentation
Deliverables
What you receive
Workflow mapping
End-to-end screening workflow documentation
Control gap analysis
Gaps mapped against agreed review criteria, documented procedures and evidence requirements
Evidence-quality review
Assessment of screening evidence standards
Escalation route mapping
Clear escalation paths with owners
Procedure improvement support
Updated procedures and checklists
Monitoring calendar
Scheduled screening and review triggers
Remediation tracker
Action tracker with owners and deadlines
Who it supports
Engagement safeguards
BlackCores & Partners supports financial-crime control administration and review. Services do not constitute regulated financial advice, legal advice or a guarantee of screening accuracy where third-party tools are used.
Services are provided subject to written scope, conflicts checks and independence considerations. Website information is general only and does not constitute legal, financial, tax, investment, insurance or regulatory advice.
What we do not do
- We do not provide legal advice on sanctions.
- We do not guarantee screening-tool accuracy.
- We do not approve or clear transactions.
- We do not act as a bank, payment institution or insurer.
- We do not provide investment or financial advice.
Common questions
Ready to review financial crime controls?
Contact us to discuss scope, document requirements and deliverables. All engagements are confirmed in writing before work begins.